Analyzing New York City's Special Purpose Zoning Districts:

A Network of Urban Regulation

Sean Hardesty Lewis
September 13, 2024

Introduction

New York City consists of diverse neighborhoods, each with unique characteristics and needs. To manage this diversity, the city uses zoning regulations that guide land use and development. Special Purpose Districts (SPDs) are zoning areas with customized regulations designed to address specific planning goals that standard zoning cannot adequately handle. This assignment examines SPDs as a hard urban system, analyzing their network structure, nodes, agents, and flows using the NYC Zoning Dataset.

Network

The network comprises all the Special Purpose Districts scattered throughout New York City. These districts are not randomly placed; instead; they are strategically designated areas where customized zoning regulations apply to achieve particular urban planning goals. The network reflects a spatial distribution that mirrors the city's priorities in economic development, historical preservation, environmental sustainability, and community character.

The network comprises all the Special Purpose Districts (SPDs) scattered throughout New York City, along with their interconnections and relationships with other urban elements. This network can be broken down into several components:

  • Nodes: The primary nodes in the network are the SPDs themselves, such as the Special Hudson Yards District, Special Lower Manhattan District, and Special Harlem River Waterfront District. Additionally, the network includes affordability nodes that represent the public affordability of apartments across the city. These affordability nodes are color-coded (red for unaffordable, orange for slightly less unaffordable, and green for affordable) and are placed strategically to reflect housing affordability in various neighborhoods.
  • Edges: The connections between SPDs and affordability nodes represent the flow of regulatory influence, economic investment, and development activity. Edges also exist between SPDs and other urban infrastructure components, such as transportation networks, public amenities, and commercial zones, indicating how SPDs interact with and influence these elements.
  • Sub-Networks: Within the broader SPD network, there are sub-networks consisting of SPDs that share common goals or are geographically proximate. For example, the Special Midtown District may form a sub-network with the Special Lower Manhattan District due to their proximity and shared objectives in managing high-density development.
  • Agents: The network incorporates various agents, including developers, property owners, residents, businesses, city planners, and advocacy groups, each interacting with the SPDs and influencing the network dynamics.
  • Flows: The network facilitates multiple types of flows, including capital investment, development activities, regulatory changes, and population shifts. These flows are visualized through the map’s layers, showing the intensity of development and affordability across different SPDs.
  • Hierarchical Structure: Some SPDs contain subdistricts that serve as sub-nodes, offering more detailed regulations to address local issues. For instance, the Special Midtown District includes subareas like the Theater Subdistrict and the Fifth Avenue Subdistrict, each with specific guidelines to preserve their unique characteristics. These hierarchical connections illustrate the multi-level governance structure within the SPD network.

This comprehensive network structure enables a detailed analysis of how SPDs are interrelated and how they collectively influence urban development and socio-economic patterns across New York City.

Nodes

Each Special Purpose District functions as a node within this network. Examples include:

  • Special Hudson Yards District: Facilitates the development of a mixed-use community with residential, commercial, and open spaces on Manhattan's West Side.
  • Special Lower Manhattan District: Promotes the vitality of NYC's financial district while accommodating a mix of uses.
  • Special Harlem River Waterfront District: Provides public access to the waterfront and encourages recreational and residential uses.

Some SPDs contain subdistricts that serve as sub-nodes, offering more detailed regulations to address local issues. For example, the Special Midtown District includes subareas like the Theater Subdistrict and the Fifth Avenue Subdistrict, each with specific guidelines to preserve their unique characteristics. These nodes are connected through their collective impact on urban development and regulatory practices, influencing how different parts of the city evolve over time.

Agents

The agents in this system are the stakeholders who interact with, use, and maintain the SPDs:

  • Developers: Initiate and execute construction projects, navigating SPD regulations to maximize project viability.
  • Property Owners: Hold assets within SPDs, with property values and potential uses directly influenced by SPD rules.
  • Residents: Live within these districts and are affected by changes in land use, building density, and community resources.
  • Businesses: Operate in SPDs, benefiting from or constrained by regulations that may promote certain industries or limit others.
  • City Planners and Government Agencies: Design, implement, and enforce SPD regulations to meet strategic urban planning objectives.

Attributes of Agents:

  • City Planners and Government Agencies: The Department of City Planning (DCP) and the City Planning Commission (CPC) design, implement, and enforce SPD regulations to achieve urban planning objectives.
    • Goals: Implement policies, guide sustainable development, balance competing interests.
    • Constraints: Political pressures, legal frameworks, budget limitations.
  • Developers and Real Estate Investors: Seek to maximize return on investment, complying with regulations to optimize project viability.
    • Goals: Maximize return on investment, comply with regulations to optimize project viability.
    • Constraints: Zoning regulations, community opposition, market conditions.
  • Property Owners: Aim to increase property values and maintain land use flexibility.
    • Goals: Increase property values, maintain land use flexibility.
    • Constraints: Zoning restrictions, maintenance costs, market demand.
  • Residents and Community Groups: Strive to preserve community character, improve quality of life, and ensure affordable housing.
    • Goals: Preserve community character, improve quality of life, ensure affordable housing.
    • Constraints: Limited influence on policy, economic factors, changing demographics.
  • Businesses and Commercial Entities: Focus on accessing markets, regulatory compliance, and profitability.
    • Goals: Access to markets, regulatory compliance, profitability.
    • Constraints: Zoning use limitations, competition, operational costs.
  • Non-Profit Organizations and Advocacy Groups: Advocate for social equity, environmental sustainability, and historical preservation.
    • Goals: Promote social equity, environmental sustainability, historical preservation.
    • Constraints: Funding limitations, policy influence, public awareness.

Flows

Flows represent the dynamic interactions within the SPD network, including:

  • Capital Investment: Movement of financial resources into development projects. SPDs can attract or deter investment based on the incentives or restrictions they impose.
  • Development Activities: Physical changes in the urban landscape, such as construction of new buildings, renovations, and changes in land use.
  • Regulatory Changes: Amendments to SPD guidelines, which can alter development potential and agent behaviors.
  • Population Shifts: Changes in demographics as people move into or out of SPDs, influenced by factors like housing affordability, job opportunities, and quality of life.

Interactive Map Description

The interactive map illustrates:

  • Network Structure: Geographical locations of all SPDs across NYC, categorized into "Normal Zoning," "Special Districts," and "Commercial Districts."
  • Nodes: Detailed boundaries of each SPD, clickable for more information. Additionally, "Affordability" nodes are placed throughout New York City, color-coded to indicate the affordability of apartments:
    • Red: Unaffordable
    • Orange: Slightly less unaffordable
    • Green: Affordable
  • Flows: Visualization layers showing the intensity of development activities, such as the affordability of assorted apartments and the median household income in specific areas. Users can scale in and out and pan across the map for better navigation.

Users can explore:

  • SPD Information: Specific background applicable to why each district was formed.
  • Zoning Information: General zoning regulations and details that apply to surrounding areas.
  • Development Trends: Historical and current projects shaping the SPD.
  • Economic Data: Units counting towards Housing New York Plan, affordability levels, and other indicators.
  • Affordability Nodes: Clickable nodes provide detailed tables, such as:

140 ESSEX STREET, Manhattan

This building in Chinatown & Lower East Side has 93 units (out of 93) counting towards the Housing New York plan.

Income Range # of Units
$0—$19,050 28
$19,051—$31,750 34
$31,751—$50,750 30
$50,751—$76,200 0
$76,201—$104,775 0
Other units 1

A typical (median-income) one-person household in this district makes $30,731 a year and can afford about 100.00% of the units in this building.

Analysis

Examining the interactive map reveals several key patterns:

Spatial Distribution and Patterns

  • Concentration in High-Value Areas: SPDs are heavily concentrated in Manhattan and parts of Brooklyn and Queens where land values are high and development pressures are significant. For example, the Special Midtown District and the Special Downtown Brooklyn District aim to manage growth in these busy areas.
  • Targeted Redevelopment Zones: SPDs like the Special Willets Point District in Queens are established in areas requiring significant redevelopment due to underuse or blight. These districts often offer incentives to encourage investment.
  • Preservation Efforts: In historically significant neighborhoods, such as the Special Tribeca Mixed-Use District, SPDs help preserve architectural heritage while allowing for adaptive reuse of buildings.
  • Affordability Distribution: The map's affordability nodes reveal that unaffordable housing (red nodes) is predominantly located in high-demand areas like Midtown Manhattan, while affordable housing (green nodes) is more scattered in emerging or redeveloped districts. This spatial distribution highlights the challenges of maintaining affordable housing amidst economic pressures.

Correlations and Impact of Agents on Flows

  • Developers and Capital Investment: There is a positive correlation between SPDs that offer development incentives (e.g., increased Floor Area Ratios) and higher levels of capital investment. Developers are drawn to these areas to maximize potential returns.
  • Regulatory Changes and Development Activity: Recent amendments to SPDs can lead to increases in building permit applications as developers seek to capitalize on new opportunities or comply with updated regulations.
  • Community Influence: In areas where residents and community groups are highly organized, such as the Special West Chelsea District, there is a greater emphasis on including public amenities and affordable housing in new developments.
  • Affordability and Population Shifts: The affordability nodes indicate that areas with higher affordability (green nodes) tend to attract a more diverse population, whereas areas with lower affordability (red nodes) may experience population displacement as housing costs rise. This dynamic affects community stability and economic diversity within SPDs.

Case Studies

  • Special Hudson Yards District: This SPD has transformed a formerly industrial area into a vibrant mixed-use neighborhood. The district's regulations facilitated the development of the Hudson Yards project, one of the largest private real estate developments in U.S. history. The area now features commercial spaces, residential units, and public parks.
  • Special Harlem River Waterfront District: Aimed at revitalizing the waterfront in the Bronx, this SPD encourages developments that provide public access to the river. The regulations have led to the creation of new parks and residential buildings, improving the quality of life for local residents.

Challenges and Considerations

  • Gentrification and Displacement: While SPDs can stimulate economic development, they may also lead to rising property values and rents, potentially displacing long-term residents and small businesses.
  • Balancing Interests: City planners must navigate the competing goals of different agents. For instance, developers seek higher densities, while residents may oppose changes that alter neighborhood character.
  • Regulatory Complexity: The detailed regulations within SPDs can create barriers for smaller developers or property owners who lack the resources to navigate the system.

Conclusion

Special Purpose Districts are an important part of NYC's zoning strategy, allowing for customized regulations that address specific urban challenges and opportunities. By functioning as a network of nodes influenced by various agents and facilitating multiple flows, SPDs shape the city's physical and socio-economic landscape. The analysis shows that SPDs are effective in directing growth, preserving important neighborhood characteristics, and providing community benefits. However, they also present challenges that require careful management to ensure equitable development. The interactive map's visualization of affordability nodes, combined with the network structure, reveals critical patterns in housing affordability and development trends. Understanding the interaction between the network, nodes, agents, and flows within SPDs provides valuable insights for urban planners, policymakers, and stakeholders aiming to create a more sustainable and inclusive city.

Story

During this project, I gained a clearer understanding of how New York City's Special Purpose Districts (SPDs) impact housing affordability. By using the interactive map, I saw that SPDs in high-demand areas like Midtown Manhattan and Downtown Brooklyn attract significant investment and development. These areas often have a high number of unaffordable housing units, as indicated by the red nodes on the map.

In contrast, districts like the Special Willets Point District in Queens show more affordable housing options, marked by green nodes. This difference highlights how SPDs can either contribute to or help alleviate housing affordability issues depending on their regulations and incentives.

I also noticed that changes in SPD regulations can lead to more development activities. For example, relaxing zoning laws can attract more developers, which may increase property values and rents. However, in areas where residents and community groups are active, such as the Special West Chelsea District, there is more emphasis on maintaining affordable housing and public amenities.

The hierarchical structure of some SPDs, with subdistricts focusing on specific areas like the Theater Subdistrict in Midtown, allows for tailored regulations that address the unique needs of different neighborhoods. This approach helps preserve the character of each area while still promoting development.

Overall, this project showed me that SPDs play a crucial role in shaping the city's development and housing affordability. Effective SPD regulations can promote balanced growth and ensure that new developments benefit a wide range of residents. Understanding the relationship between SPDs and affordability is essential for creating a more inclusive and sustainable New York City.

Video

Bibliography

Credit

The interactive map was created with Cesium 3D utilizing Google 3D Tiles, integrating data from the NYC Open Zoning Dataset by Sean Lewis.